Jermaine Pender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jermaine Pender was a registered financial professional .
Jermaine is a previously registered financial professional and started their career in finance in 2005. Jermaine had worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2011 - December 26, 2013
PLACE TRADE FINANCIAL, INC.
April 6, 2009 - February 10, 2010
CUNA BROKERAGE SERVICES, INC.
April 1, 2009 - February 10, 2010
CUNA BROKERAGE SERVICES, INC.
February 13, 2007 - March 9, 2009
EDWARD JONES
October 11, 2005 - March 9, 2009
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLACE TRADE FINANCIAL, INC.
CRD#: 126867 / SEC#: , 8-65915
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
