Aaron J. Sallen

MERION ROAD CAPITAL MANAGEMENT LLC

Miami Shores, FL 33138

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CRD#: 4927878

Professional summary

Aaron Jacob Sallen, who also goes by Aaron J Sallen, is a registered financial advisor currently at MERION ROAD CAPITAL MANAGEMENT LLC located in Miami Shores, Florida.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Aaron has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron J Sallen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Sallen is the owner and manager of MRCM GP, LLC which serves as the General Partner to the Merion Road Small Cap Fund, LLC ("the Fund"). This business is investment related and began November 2021. The address of MRCM GP, LLC is 353 NE 91st Street, Miami Shores, FL 33138. MRCM GP, LLC has named Merion Road Capital Management, LLC to be the Investment Manager to the Fund. As General Partner Mr. Sallen spends very little time on this business (<1hr a month). As the Investment Manager Mr. Sallen spends ~100hrs a month (inclusive of 4 hours/day during securities trading hours). In this capacity he actively manages the investment portfolio of the fund. The investment strategy of the fund is similar to the investment strategy for several other accounts managed by Merion Road Capital Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Jacob Sallen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2018 - Present

MERION ROAD CAPITAL MANAGEMENT LLC

Office #1: 353 Ne 91 Street, Miami Shores, FL 33138

RIA

CRD#: 291932

Miami Shores, FL

Past

May 17, 2018 - December 31, 2020

MERION ROAD CAPITAL MANAGEMENT LLC

RIA

CRD#: 291932

MIAMI, FL

Past

March 28, 2008 - July 26, 2010

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

September 7, 2006 - December 18, 2006

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/17/2018)

IAR

Pennsylvania
(3/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/6/2006

General Securities Representative Examination

Current Firm

MERION ROAD CAPITAL MANAGEMENT LLC

CRD#: 291932 / SEC#:

Florida

Registered Investment Advisory firm - (5/17/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/5/2021 Approved)

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Contact information

Main Address

353 Ne 91 Street, Miami Shores, FL 33138

Mailing Address

Phone number

(312) 972-7675

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 32,521,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron J. Sallen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Jacob Sallen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERION ROAD CAPITAL MANAGEMENT LLC

MERION ROAD CAPITAL MANAGEMENT LLC

MACQUARIE CAPITAL (USA) INC.

COMMERZ MARKETS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2017

Series 63

Date: 9/25/2006

Series 7

Date: 9/6/2006

Current Firm

MERION ROAD CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERION ROAD CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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