Yolanda Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yolanda Hernandez was a registered financial professional .
Yolanda is a previously registered financial professional and started their career in finance in 2006. Yolanda had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2014 - February 24, 2016
MORI HUSTON PARTNERS
January 21, 2009 - September 28, 2012
TRUIST INVESTMENT SERVICES, INC.
June 5, 2006 - September 28, 2012
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
MORI HUSTON PARTNERS
CRD#: 151260 / SEC#: 801-70587
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORI HUSTON PARTNERS
CRD#: 151260 / SEC#: 801-70587
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 227,922,702 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
