Amelia S. Fawley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amelia Suzanne Fawley, who also goes by Amelia Suzanne Breon, Amy Suzanne Breon, Amelia Suzanne Schmidt, Amelia Suzanne Vanheeswyk, Amelia Suzanne Wagner, was a registered financial professional .
Amelia is a previously registered financial professional and started their career in finance in 2005. Amelia had worked at 6 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2015 - December 12, 2018
SAMMONS FINANCIAL NETWORK, LLC
October 1, 2013 - December 8, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
December 16, 2011 - September 21, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
December 16, 2011 - January 2, 2015
NEW ENGLAND SECURITIES
April 13, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 13, 2007 - December 8, 2015
MSI FINANCIAL SERVICES, INC.
May 23, 2005 - August 26, 2005
FINTEGRA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
