Robert J. Swartz

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CRD#: 4927534

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Joseph Swartz JR., who also goes by Robert Joseph Swartz, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2005. Robert had worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Joseph Swartz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 30, 2014 - June 19, 2018

FNB WEALTH MANAGEMENT

RIA

CRD#: 109515

MONROEVILLE, PA

Past

February 16, 2006 - June 6, 2006

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

GREENSBURGH, PA

Past

February 16, 2006 - June 6, 2006

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

GREENSBURGH, PA

Past

August 10, 2005 - November 17, 2005

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

PITTSBURGH, PA

Past

July 27, 2005 - November 17, 2005

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FNB WEALTH MANAGEMENT

F.N.B. INVESTMENT ADVISORS INC | PROMISTAR INVESTMENT ADVISORS INC | FNB WEALTH MANAGEMENT

CRD#: 109515 / SEC#: 801-56609

RIA

Registered Investment Advisory firm - (7/6/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/26/2005

General Securities Representative Examination

Current Firm

FNB WEALTH MANAGEMENT

F.N.B. INVESTMENT ADVISORS INC | PROMISTAR INVESTMENT ADVISORS INC | FNB WEALTH MANAGEMENT

CRD#: 109515 / SEC#: 801-56609

RIA

Registered Investment Advisory firm - (7/6/1999 Approved)

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Contact information

Main Address

626 Washington Place, Pittsburgh, PA 15219

Mailing Address

Phone number

(855) 688-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FNBIA FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,097
AUM (Assets Under Management)	$ 6,703,955,512

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2024	Cover Page	Report
12/20/2023	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Swartz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FNB WEALTH MANAGEMENT

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

FNB WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2005

Series 7

Date: 7/26/2005

Current Firm

FNB WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FNB WEALTH MANAGEMENT

TRUST BUT VERIFY

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