May-inn H. Tan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
May-inn Huang Tan, CFP®, who also goes by May-inn Tan, Mayinn Tan, was a registered financial professional .
May-inn is a previously registered financial professional and started their career in finance in 2005. May-inn had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
March 16, 2020 - January 25, 2023
PANTHEON WEALTH PLANNING
November 25, 2019 - December 31, 2022
LPL FINANCIAL LLC
November 25, 2019 - December 31, 2022
LPL FINANCIAL LLC
October 18, 2016 - December 4, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 18, 2016 - December 4, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 14, 2014 - October 19, 2016
CENTAURUS FINANCIAL, INC.
December 9, 2013 - October 19, 2016
CENTAURUS FINANCIAL, INC.
October 11, 2012 - December 3, 2013
CETERA WEALTH SERVICES, LLC
May 4, 2012 - December 3, 2013
CETERA WEALTH SERVICES, LLC
April 26, 2005 - October 21, 2005
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PANTHEON WEALTH PLANNING
CRD#: 166825 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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