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Vinod Akunuri

CRD# 4927200·Registered 2005 - 2024
Previously Registered: Being a previously registered professional could mean that Vinod is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vinod Akunuri was a registered financial advisor. Vinod was a previously registered financial professional and started their career in finance 2005 - 2024. Vinod had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

CONSTELLATION·CRD# 311178
BD
Hoboken, NJ
September 17, 2021 - February 1, 2024
BOFA SECURITIES, INC.·CRD# 283942
BD
New York, NY
May 10, 2019 - September 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 18, 2017 - May 10, 2019
ARXIS SECURITIES LLC·CRD# 172506
BD
New York, NY
February 3, 2016 - April 17, 2017
CRITICAL TRADING, LLC·CRD# 165071
BD
New York, NY
March 18, 2015 - February 4, 2016
MILLENCO LLC·CRD# 33726
BD
New York, NY
October 2, 2009 - April 19, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 19, 2005 - September 9, 2009

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Current Firm

CO
CONSTELLATION

CONSTELLATION | CONSTELLATION P2P, LLC

CRD#: 311178 / SEC#: 8-70608
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

4930 Olive Province Ln, Manvel, TX 77578

Mailing Address

4930 Olive Province Ln, Manvel, TX 77578

Phone Number

(917) 498-7387

Established

Delaware since 04/21/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FINOPTSYS, INC.SOLE MEMBER—
BHAKTA, DIVYESHCHIEF EXECUTIVE OFFICER4885868
ESSLINGER, OLIVERCHIEF COMPLIANCE OFFICER7163608
RANKEL, WILLIAM EDWINFINOP2074785

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2005About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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