Dana D. Gaspar Steiner
Professional summary
Dana Diane Gaspar Steiner, who also goes by Dana Diane Gaspar, is a registered financial professional currently at HARBOR FUNDS DISTRIBUTORS, INC. located in Chicago, Illinois.
Dana is registered as a RR (Registered Representative) and started their career in finance in 2010. Dana has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Diane Gaspar Steiner's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2014 - Present
HARBOR FUNDS DISTRIBUTORS, INC.
Office #1: 111 South Wacker Drive 34th Floor, Chicago, IL 60606January 9, 2012 - December 8, 2014
NORTHERN TRUST SECURITIES, INC.
November 29, 2010 - December 8, 2011
FINTEGRA, LLC
August 10, 2010 - December 2, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HARBOR FUNDS DISTRIBUTORS, INC.
CRD#: 113506 / SEC#: , 8-53339
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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