JS
Jeffrey A. Smith
CUATRO CAPITAL SECURITIES LLC
SAN JUAN, PR 00911
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CRD#: 4926961
JS
Professional summary
Jeffrey Andrew Smith is a registered financial professional currently at CUATRO CAPITAL SECURITIES LLC located in San Juan, .
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2025. Jeffrey has worked at 1 firm and has passed the Series 14 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Andrew Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2025 - Present
CUATRO CAPITAL SECURITIES LLC
Office #1: 1959 Calle Loiza Suite 203, San Juan, PR 00911BD
CRD#: 328082
SAN JUAN, PR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Puerto Rico(7/7/2025)
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CUATRO CAPITAL SECURITIES LLC
CUATRO CAPITAL SECURITIES LLC
CRD#: 328082 / SEC#: , 8-71161
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
1959 Calle Loiza Suite 203, San Juan, PR 00911
Mailing Address
1959 Calle Loiza Suite 203, San Juan, PR 00911
Phone number
(914) 361-9343
Established
Puerto Rico since 03/29/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (20 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
