Alexander C. Eschborn

ACE WEALTH MANAGEMENT

Coatesville, PA

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CRD#: 4926944

Professional summary

Alexander Cornelius Eschborn, who also goes by Alex Cornelius Eschborn, Alex Eschborn, is a registered financial advisor currently at ACE WEALTH MANAGEMENT, LLC located in Coatesville, Pennsylvania.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Alexander has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Cornelius Eschborn | Alex Eschborn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACE Wealth Management, LLC is also a Pennsylvania Resident Producer Insurance Agency (license #662800). The firm became an Agency on April 5, 2013. The business is not investment related. Alex C. Eschborn is a resident producer individual (license #453666). Alex has been an Agent of the Agency since April 5, 2013. Insurance services are provided to clients during the normal course of business. No additional hours are spent devoted to the insurance business. Other duties of the business include maintaining licenses and fulfilling continuing education requirements.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Cornelius Eschborn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2007 - Present

ACE WEALTH MANAGEMENT, LLC

RIA

CRD#: 145136

Coatesville, PA

Past

August 31, 2007 - September 21, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

EXTON, PA

Past

April 2, 2007 - September 13, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

WEST CHESTER, PA

Past

May 6, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WEST CHESTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(12/7/2007)

IAR

New Jersey
(11/2/2007)

IAR

Pennsylvania
(11/2/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 6/17/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/5/2005

General Securities Representative Examination

Current Firm

ACE WEALTH MANAGEMENT, LLC

ACE WEALTH MANAGEMENT, LLC | KLMINVESTMENTS

CRD#: 145136 / SEC#:

Delaware

Registered Investment Advisory firm - (11/2/2007 Approved)

New Jersey

Registered Investment Advisory firm - (11/2/2007 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/2/2007 Approved)

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Contact information

Main Address

Coatesville, PA

Mailing Address

Phone number

(610) 857-7842

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 13,881,854

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander C. Eschborn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Cornelius Eschborn's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACE WEALTH MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2005

Series 31

Date: 6/17/2005

Series 7

Date: 5/5/2005

Current Firm

ACE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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