Steve R. Gantt

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CRD#: 4926734

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steve R Gantt, who also goes by Steve Ryan Gantt, Steve Ryan Whitlatch, Steve R Whitlatch, was a registered financial professional .

Steve is a previously registered financial professional and started their career in finance in 2012. Steve had worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Ryan Gantt | Steve Ryan Whitlatch | Steve R Whitlatch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 10/2012, have worked as a concierge at Oatridge Security Group., a non investment related company, located at 2111 S. 90th St., Tacoma, WA 98444. The business offers concierge/security services and my duties including greeting guests and monitoring camera. Approximately 64 hours per month are devoted to this business; none of the time is during security trading hours. Weekend Concierge. NO commissions

Blog Corner

CRS (Client Relationship Summary)

February 15, 2012 - August 15, 2012

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

LYNNWOOD, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHSTONE

PATHSTONE | STONE TOWER FAMILY OFFICE, LLC | PATHSTONE FEDERAL STREET | PATHSTONE FAMILY OFFICE, LLC

CRD#: 151736 / SEC#: 801-70776

RIA

Registered Investment Advisory firm - (12/4/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2012

Uniform Investment Adviser Law Examination

Current Firm

PATHSTONE

PATHSTONE | STONE TOWER FAMILY OFFICE, LLC | PATHSTONE FEDERAL STREET | PATHSTONE FAMILY OFFICE, LLC

CRD#: 151736 / SEC#: 801-70776

RIA

Registered Investment Advisory firm - (12/4/2009 Approved)

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Contact information

Main Address

10 Sterling Blvd Suite 402, Englewood, NJ 07631

Mailing Address

Phone number

(201) 944-7284

Established

Firm type

Fiscal year end

# of Employees

663

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATHSTONE ADV PART 2A (4/3/2025)

Regulatory assets under management

Total Number of Accounts	26,320
AUM (Assets Under Management)	$ 100,444,137,501

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2025	Cover Page	Report
09/27/2024	Cover Page	Report
10/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steve R. Gantt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PATHSTONE

FIRST PACIFIC FINANCIAL, INC.

RAMSEY & ASSOCIATES INC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

STANCORP INVESTMENT ADVISERS, INC.

Primary Firm SEC Registration

PATHSTONE

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2012

Current Firm

PATHSTONE

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PATHSTONE

TRUST BUT VERIFY

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