Jennifer Jonas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Jonas was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2005. Jennifer had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2015 - December 24, 2015
NATIONAL SECURITIES CORPORATION
September 30, 2015 - November 6, 2015
NEWBRIDGE SECURITIES CORPORATION
June 24, 2014 - October 2, 2015
ADIRONDACK TRADING GROUP LLC
August 14, 2006 - October 2, 2015
CLAYTON LOWELL, & CONGER INC
June 6, 2005 - October 2, 2015
RIDGEWAY & CONGER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 4/6/2005
Assistant Representative-Order Processing Qualification ExamCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
