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Robert T. Sim

Robert T. Sim

STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
MIDDLETOWN, NJ
Some features on this profile are disabled
CRD#: 4926563
Robert T. Sim

Professional summary

Robert T. Sim, CFP®, who also goes by Robert Thomas Sim, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Middletown, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Shrewsbury, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 10 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Biography

I partner with clients to educate, develop and manage a plan to assist them in working toward their financial goals. I strongly believe that you cannot create a strategy without first understanding the concerns and issues as each client situation is different.
top-8-questions

Question & Answer

What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Robert Thomas Sim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert T. Sim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2009

Education

Montclair State University

Bachelors Degree - Management Information Systems

2004

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 530 Route 35 Shrewsbury Commons, Shrewsbury, NJ 07702
RIA
CRD#: 104555
MIDDLETOWN, NJ
Current

January 2, 2013 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 530 Route 35, Shrewsbury, NJ 07702
BD
CRD#: 7784
Shrewsbury, NJ
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SHREWSBURY, NJ
Past

January 7, 2013 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SHREWSBURY, NJ
Past

August 5, 2011 - December 21, 2012

BENJAMIN F. EDWARDS & COMPANY, INC.

RIA
CRD#: 146936
RED BANK, NJ
Past

August 5, 2011 - December 21, 2012

BENJAMIN F. EDWARDS & COMPANY, INC.

BD
CRD#: 146936
RED BANK, NJ
Past

May 10, 2010 - May 20, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
RED BANK, NJ
Past

May 10, 2010 - May 20, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
RED BANK, NJ
Past

June 13, 2007 - February 19, 2010

DIVERSIFIED, LLC

RIA
CRD#: 123859
WILMINGTON, DE
Past

March 21, 2007 - January 27, 2010

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
WILMINGTON, DE
Past

March 8, 2006 - October 5, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
EATONTOWN, NJ
Past

March 8, 2006 - October 5, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
EATONTOWN, NJ
Past

July 28, 2005 - March 8, 2006

ADVEST, INC.

RIA
CRD#: 10
EATONTOWN, NJ
Past

July 28, 2005 - March 8, 2006

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

July 8, 2005 - July 22, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
PARAMUS, NJ
Past

June 15, 2005 - July 22, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/8/2020)
RR
Colorado
(7/21/2023)
RR
Connecticut
(3/12/2021)
RR
Florida
(1/2/2013)
RR
Maryland
(8/14/2017)
RR
Massachusetts
(11/19/2021)
RR
Nevada
(6/4/2021)
RR
New Hampshire
(11/25/2015)
RR
New Jersey
(1/2/2013)
IAR
New Jersey
(3/31/2025)
RR
New York
(1/2/2013)
RR
North Carolina
(11/30/2015)
RR
Pennsylvania
(1/2/2013)
RR
South Carolina
(1/9/2017)
RR
Tennessee
(11/12/2024)
RR
Texas
(8/14/2017)
IAR
Texas
(3/31/2025)
RR
Virginia
(8/13/2021)
RR
Washington
(4/8/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/7/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/19/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/24/2012
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/20/2012
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Vice President, Wealth PlannerCRD#: 104555Middletown, NJ

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Contact information

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