Jitendra Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jitendra Patel, who also goes by Jitu Amrit Patel, was a registered financial professional .
Jitendra is a previously registered financial professional and started their career in finance in 2005. Jitendra had worked at 3 firms and has passed the Series 63, Series 55, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2008 - January 29, 2014
BLUEFIN CAPITAL MANAGEMENT, LLC
July 21, 2006 - December 3, 2007
ALLSTON TRADING LLC
March 14, 2005 - March 29, 2006
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/5/2007
Limited Representative-Equity Trader ExamCurrent Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
