Jeffrey R. Little
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Robert Little was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2005. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2011 - December 31, 2021
GOOD AND FAITHFUL WEALTH MANAGEMENT
February 27, 2009 - January 3, 2012
BROKERSXPRESS LLC
February 27, 2009 - January 3, 2012
BROKERSXPRESS LLC
April 2, 2007 - March 2, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - March 2, 2009
MORGAN STANLEY & CO. LLC
January 27, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
January 12, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
March 23, 2005 - September 16, 2005
BLAKESLEE AND BLAKESLEE INC.
State Registrations and Notice Filings
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Exams
Current Firm
GOOD AND FAITHFUL WEALTH MANAGEMENT
CRD#: 159437 / SEC#:
Contact information
Red Flags
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