Patrick N. Miller
Professional summary
Patrick Newton Miller is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2005. Patrick has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Newton Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2025 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005March 11, 2013 - December 5, 2023
DAIWA CAPITAL MARKETS AMERICA INC.
April 15, 2010 - September 12, 2012
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
March 22, 2006 - December 1, 2008
CREDIT AGRICOLE SECURITIES (USA) INC.
April 8, 2005 - February 8, 2006
UOB KAY HIAN (U.S.) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/22/2012
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
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