John F. Smitka
Professional summary
John Francis Smitka JR, who also goes by John Smitka, is a registered financial advisor currently at PENGUIN GLOBAL WEALTH MANAGEMENT LLC located in Wellesley, Massachusetts and SIGNAL RIDGE CAPITAL PARTNERS, LLC located in Framingham, Massachusetts.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Francis Smitka JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2008 - Present
PENGUIN GLOBAL WEALTH MANAGEMENT LLC
June 11, 2013 - Present
SIGNAL RIDGE CAPITAL PARTNERS, LLC
Office #1: 434 Old Connecticut Path Suite 3a, Framingham, MA 01701February 26, 2008 - July 11, 2019
TIEDEMANN & ASSOCIATES INVESTMENT ADVISORS, INC.
May 8, 2006 - May 14, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 5, 2006 - May 14, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 11, 2005 - April 26, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/30/2008)
Exams
Current Firm
SIGNAL RIDGE CAPITAL PARTNERS, LLC
CRD#: 167576 / SEC#: 801-134889
Contact information
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 110,618,027 |
Red Flags
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