Judith H. Fluellen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith H. Fluellen MD, who also goes by Judith H. Fluellen, Judith M Hardy Md, Judith Hardy-fluellen Md, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 2005. Judith had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2008 - December 16, 2015
SMITH GROUP FINANCIAL CORPORATION
February 13, 2007 - March 11, 2008
QUESTAR ASSET MANAGEMENT, INC.
November 29, 2006 - March 11, 2008
QUESTAR CAPITAL CORPORATION
December 2, 2005 - December 11, 2006
OSAIC FS, INC.
October 26, 2005 - December 11, 2006
OSAIC FS, INC.
June 22, 2005 - October 20, 2005
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SMITH GROUP FINANCIAL CORPORATION
CRD#: 147236 / SEC#:
Contact information
Red Flags
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