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KW

Kelli D. Wang

CENTRIC WEALTH MANAGEMENT
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4925647
KW

Professional summary

Kelli Darner Wang, who also goes by Kelli Lynn Darner, Kelli L Wang, is a registered financial advisor currently at CENTRIC WEALTH MANAGEMENT, LLC located in Chicago, Illinois.

Kelli is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kelli has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kelli Lynn Darner | Kelli L Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelli Darner Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2018 - Present

CENTRIC WEALTH MANAGEMENT, LLC

Office #1: 333 W. Wacker Drive 6th Floor, Chicago, IL 60606
RIA
CRD#: 133877
Chicago, IL
Past

July 10, 2018 - September 15, 2021

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Chicago, IL
Past

May 30, 2014 - March 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

July 30, 2010 - March 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

March 6, 2009 - July 2, 2010

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL
Past

July 6, 2005 - March 2, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

March 14, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CENTRIC WEALTH MANAGEMENT, LLC
CENTRIC WEALTH MANAGEMENT, LLC | PRESERVATION CAPITAL PARTNERS, LTD. | FGMK/PRESERVATON CAPITAL PARTNERS, LLC | FGMK/PRESERVATION CAPITAL PARTNERS, LLC | FGMK PRESERVATION CAPITAL PARTNERS, LLC | FARO ADVISORY

CRD#: 133877 / SEC#: 801-63837

RIA
Registered Investment Advisory firm - (2/7/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/23/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/29/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/21/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/11/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CW
CENTRIC WEALTH MANAGEMENT, LLC
CENTRIC WEALTH MANAGEMENT, LLC | PRESERVATION CAPITAL PARTNERS, LTD. | FGMK/PRESERVATON CAPITAL PARTNERS, LLC | FGMK/PRESERVATION CAPITAL PARTNERS, LLC | FGMK PRESERVATION CAPITAL PARTNERS, LLC | FARO ADVISORY

CRD#: 133877 / SEC#: 801-63837

RIA
Registered Investment Advisory firm - (2/7/2005 Approved)
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Contact information

Main Address
333 W. Wacker Drive 6th Floor, Chicago, IL 60606
Mailing Address
Phone number
(312) 429-6100
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CENTRIC WEALTH MANAGEMENT, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts573
AUM (Assets Under Management)$ 725,571,955

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/18/2024
Cover Page
Report
02/07/2024
Cover Page
Report
03/09/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CENTRIC WEALTH MANAGEMENT, LLC

CRD#: 133877Chicago, IL 60606

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