Steven J. King

KING FINANCIAL PLANNING & MANAGEMENT

COLORADO SPRINGS, CO 80919

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CRD#: 4925318

Professional summary

Steven James King, CFP® is a registered financial advisor currently at KING FINANCIAL PLANNING & MANAGEMENT, LLC located in Colorado Springs, Colorado.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Steven has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven James King's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

February 2, 2009 - Present

KING FINANCIAL PLANNING & MANAGEMENT, LLC

Office #1: 7222 Commerce Center Drive Suite 220, Colorado Springs, CO 80919

RIA

CRD#: 148728

COLORADO SPRINGS, CO

Past

June 24, 2005 - August 4, 2008

J.F. WILLIAMS CO., INC.

RIA

CRD#: 113569

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/2/2009)

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Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2005

Uniform Investment Adviser Law Examination

Current Firm

KING FINANCIAL PLANNING & MANAGEMENT, LLC

CRD#: 148728 / SEC#:

Colorado

Registered Investment Advisory firm - (2/2/2009 Approved)

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Contact information

Main Address

7222 Commerce Center Drive Suite 220, Colorado Springs, CO 80919

Mailing Address

Phone number

(719) 302-1088

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Steven J. King

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven James King's CRS (Customer Relationship Summary).

Certified licenses

Experience

KING FINANCIAL PLANNING & MANAGEMENT, LLC

J.F. WILLIAMS CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2005

Current Firm

KING FINANCIAL PLANNING & MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

KING FINANCIAL PLANNING & MANAGEMENT, LLC

TRUST BUT VERIFY

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