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GA

Gregory E. Averyt

BROAD STREET CAPITAL MARKETS
Holmdel, NJ 07733
Some features on this profile are disabled
CRD#: 4925247
GA

Professional summary


Gregory Edward Averyt is a registered financial professional currently at BROAD STREET CAPITAL MARKETS, LLC located in Holmdel, New Jersey.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2006. Gregory has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gregory Edward Averyt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 1, 2022 - Present

BROAD STREET CAPITAL MARKETS, LLC

Office #1: 101 Crawfords Corner Rd Suite 4116, Holmdel, NJ 07733
BD
CRD#: 104026
Holmdel, NJ
Past

February 5, 2021 - April 21, 2022

M. S. HOWELLS & CO.

BD
CRD#: 104100
SCOTTSDALE, AZ
Past

March 14, 2006 - December 17, 2019

BMA SECURITIES, LLC

BD
CRD#: 108219
EL SEGUNDO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/31/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/16/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


BS
BROAD STREET CAPITAL MARKETS, LLC
AMERICAN DIVERSIFIED FINANCIAL GROUP LLC | BROAD STREET CAPITAL MARKETS, LLC

CRD#: 104026 / SEC#: , 8-52487

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
101 Crawfords Corner Rd Suite 4116, Holmdel, NJ 07733
Mailing Address
101 Crawfords Corner Rd Suite 4116, Holmdel, NJ 07733
Phone number
(862) 367-9930
Established
Indiana since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BERGEN CAPITAL ADVISORS, LLCOWNER
ADDERLY, ANDREW GENECEO/CHIEF COMPLIANCE OFFICER4388648
RANKEL, WILLIAM EDWINFINOP/CFO2074785

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BROAD STREET CAPITAL MARKETS, LLC

CRD#: 104026Holmdel, NJ 07733

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