Michael V. Kowalick

COMPREHENSIVE FINANCIAL PLANNING

EAST PETERSBURG, PA 17520

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CRD#: 4924820

Professional summary

Michael Vincent Kowalick, who also goes by Michael V Kowalick, Mike VIncent Kowalick, is a registered financial advisor currently at COMPREHENSIVE FINANCIAL PLANNING, INC. located in East Petersburg, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael V Kowalick | Mike Vincent Kowalick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Comprehensive Benefit Marketing Services, Inc. - Medical & Hospitalization Plans and Life Insurance and Disability Insurance, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Vincent Kowalick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2005 - Present

COMPREHENSIVE FINANCIAL PLANNING, INC.

Office #1: 5995 Lemon Street, East Petersburg, PA 17520

RIA

CRD#: 110937

EAST PETERSBURG, PA

Past

April 28, 2005 - October 2, 2015

FSC SECURITIES CORPORATION

CRD#: 7461

EAST PETERSBURG, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPREHENSIVE FINANCIAL PLANNING, INC.

COMPREHENSIVE FINANCIAL PLANNING INC | COMPREHENSIVE FINANCIAL PLANNING, INC.

CRD#: 110937 / SEC#: 801-55646

RIA

Registered Investment Advisory firm - (7/10/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/31/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2005

General Securities Representative Examination

Current Firm

COMPREHENSIVE FINANCIAL PLANNING, INC.

COMPREHENSIVE FINANCIAL PLANNING INC | COMPREHENSIVE FINANCIAL PLANNING, INC.

CRD#: 110937 / SEC#: 801-55646

RIA

Registered Investment Advisory firm - (7/10/1998 Approved)

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Contact information

Main Address

5995 Lemon Street, East Petersburg, PA 17520-1329

Mailing Address

Phone number

(717) 569-6667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	578
AUM (Assets Under Management)	$ 419,299,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael V. Kowalick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Vincent Kowalick's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPREHENSIVE FINANCIAL PLANNING, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

COMPREHENSIVE FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2005

SIE

Date: 10/2/2015

Series 7

Date: 4/27/2005

Current Firm

COMPREHENSIVE FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPREHENSIVE FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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