Jeffrey W. Ivy

VESTIS ADVISORS

Houston, TX 77079

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CRD#: 4924749

Professional summary

Jeffrey Weldon Ivy, CFP® is a registered financial advisor currently at VESTIS ADVISORS, LLC located in Houston, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jeffrey has worked at 5 firms and has passed the Series 66, Series 31, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Weldon Ivy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

September 2, 2011 - Present

VESTIS ADVISORS, LLC

Office #1: 11111 Katy Freeway Suite 910, Houston, TX 77079

RIA

CRD#: 152579

Houston, TX

Past

April 7, 2009 - September 2, 2011

CETERA ADVISORS LLC

RIA

CRD#: 10299

HOUSTON, TX

Past

April 7, 2009 - September 2, 2011

CETERA ADVISORS LLC

CRD#: 10299

HOUSTON, TX

Past

June 13, 2008 - March 24, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

HOUSTON, TX

Past

June 13, 2008 - March 24, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

HOUSTON, TX

Past

January 1, 2008 - June 17, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HOUSTON, TX

Past

January 1, 2008 - June 17, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HOUSTON, TX

Past

May 23, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

HOUSTON, TX

Past

May 11, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/2/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/20/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/14/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/10/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/12/2010

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/2010

General Securities Principal Examination

Current Firm

VESTIS ADVISORS, LLC

JONATHAN ROWE SALVATO | VESTIS ADVISORS, LLC | VESTIS ADVISORS LLC | SIMPLE INVESTMENT SOLUTIONS

CRD#: 152579 / SEC#:

Texas

Registered Investment Advisory firm - (6/18/2010 Approved)

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Contact information

Main Address

11111 Katy Freeway Suite 910, Houston, TX 77079

Mailing Address

Phone number

(713) 485-6642

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 9,614,221

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey W. Ivy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Weldon Ivy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/20/2005

Series 31

Date: 7/14/2008

Series 7

Date: 5/10/2005

Series 51

Date: 5/12/2010

Series 24

Date: 2/20/2010

Current Firm

VESTIS ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VESTIS ADVISORS, LLC

TRUST BUT VERIFY

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