Shinobu A. Hindert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shinobu Arleen Hindert, CFP®, who also goes by Shinobu A Bharaj, Shinobu Arleen Bharaj, Shinobu Arleen Hindert, was a registered financial professional .
Shinobu is a previously registered financial professional and started their career in finance in 2005. Shinobu had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - September 12, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 6, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
May 23, 2016 - August 14, 2018
FIDELITY BROKERAGE SERVICES LLC
June 22, 2015 - April 12, 2016
MERCER GLOBAL ADVISORS INC.
July 1, 2009 - September 4, 2014
STRATEGIC ADVISERS LLC
March 27, 2009 - September 3, 2014
FIDELITY BROKERAGE SERVICES LLC
December 16, 2008 - February 12, 2009
STRATEGIC ADVISERS LLC
May 30, 2008 - February 12, 2009
FIDELITY BROKERAGE SERVICES LLC
May 2, 2006 - September 26, 2006
ALLIANCEBERNSTEIN L.P.
May 2, 2006 - September 26, 2006
SANFORD C. BERNSTEIN & CO., LLC
December 19, 2005 - May 10, 2006
CITIGROUP GLOBAL MARKETS INC.
November 2, 2005 - May 10, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
