David E. Herwerden

WESTPOINT WEALTH MANAGEMENT

Berea, OH 44017

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CRD#: 4924551

Professional summary

David Earl Herwerden, who also goes by Dave Herwerden, is a registered financial advisor currently at WESTPOINT WEALTH MANAGEMENT, LLC located in Berea, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Herwerden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: WestPoint Risk Management INVESTMENT RELATED: YES ADDRESS: 66 Front St, Berea OH NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2020 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: Planning Commission City of Middleburg Heights, OH INVESTMENT RELATED: No ADDRESS: 7561 Pearl Rd, Middleburg Hts, OH 44120 NATURE OF BUSINESS: City Planning Commission START DATE: 01/2020 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: POSITION/TITLE/RELATIONSHIP: Board Member BRIEF DESCRIPTION OF DUTIES: Board member on city planning commission

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Earl Herwerden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2020 - Present

WESTPOINT WEALTH MANAGEMENT, LLC

Office #1: 66 Front St, Berea, OH 44017

RIA

CRD#: 310883

Berea, OH

Past

November 19, 2020 - June 17, 2022

GROSS INVESTMENTS LLC

RIA

CRD#: 310119

MEDINA, OH

Past

September 11, 2019 - August 17, 2020

AMFG WEALTH MANAGEMENT LLC

RIA

CRD#: 292160

Berea, OH

Past

February 2, 2017 - October 3, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BEREA, OH

Past

February 1, 2017 - October 3, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BEREA, OH

Past

March 8, 2016 - February 6, 2017

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Strongsville, OH

Past

March 1, 2016 - February 6, 2017

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Strongsville, OH

Past

June 29, 2005 - June 30, 2008

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/14/2022)

IAR

Ohio
(10/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/27/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WESTPOINT WEALTH MANAGEMENT, LLC

NOE FINANCIAL SERVICES, INC. | WESTPOINT WEALTH MANAGEMENT, LLC | TRIPHASE: PLANNING, INVESTMENTS & INSURANCE

CRD#: 310883 / SEC#:

Florida

Registered Investment Advisory firm - (7/14/2022 Approved)

Ohio

Registered Investment Advisory firm - (10/14/2020 Approved)

South Carolina

Registered Investment Advisory firm - (4/10/2024 Approved)

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Contact information

Main Address

66 Front St, Berea, OH 44017

Mailing Address

Phone number

(866) 640-7908

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	948
AUM (Assets Under Management)	$ 89,322,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David E. Herwerden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Earl Herwerden's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROSS INVESTMENTS LLC

AMFG WEALTH MANAGEMENT LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2022

Series 63

Date: 6/28/2005

SIE

Date: 10/1/2018

Series 7

Date: 3/1/2016

Series 6

Date: 6/27/2005

Current Firm

WESTPOINT WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTPOINT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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