Jerrid J. Douglas
Professional summary
Jerrid Jemal Douglas was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jerrid Jemal Douglas, who also goes by Jerrid Jamal Douglas, was a registered financial advisor .
Jerrid is a previously registered financial advisor and started their career in finance in 2005. Jerrid had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2011 - September 25, 2014
BARCLAYS CAPITAL INC.
August 1, 2011 - September 25, 2014
BARCLAYS CAPITAL INC.
May 29, 2007 - May 17, 2011
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - May 17, 2011
CITIGROUP GLOBAL MARKETS INC.
October 17, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 17, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
September 26, 2005 - September 8, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 30, 2005 - September 8, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARCLAYS CAPITAL INC.
CRD#: 19714 / SEC#: 801-69700, 8-41342
Contact information
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARCLAYS GROUP US INC. | OWNS BARCLAYS CAPITAL INC. | |
| ABREU, JULIAN JAVIER | ROSFP - PRIME SERVICES | 5160018 |
| JAISING, RAHUL | ROSFP - PRIME SERVICES | 4754959 |
| MATHIS, CAROL PEDERSEN | PRINCIPAL FINANCIAL OFFICER | 4322657 |
| MAYER, ANTHONY EDWARD | CHIEF RISK OFFICER | 8132690 |
| MOGAVERO, ANDREW MICHAEL | CHIEF EXECUTIVE OFFICER | 3247485 |
| O'CONNOR, CLAIRE SCHOLZ | BOARD DIRECTOR | 1907247 |
| ROGOFF, BRADLEY WAYNE | HEAD OF RESEARCH | 4569545 |
| SMITH, JULIETTE SARA | CHIEF LEGAL OFFICER | 5696210 |
| WESTWOOD, JAI | PRINCIPAL OPERATIONS OFFICER | 4611538 |
| ZACHARIA, ZACHARIA | CHIEF COMPLIANCE OFFICER | 2440444 |
Disclosures
| Regulatory Event | 142 |
| Civil Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
