Marshall D. Nickles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall David Nickles, who also goes by David Marshall Nickles, was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 1978. Marshall had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2010 - October 2, 2022
NICKLES INVESTMENT ADVISORY
January 1, 1978 - December 31, 2009
NICKLES INVESTMENT ADVISORY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NICKLES INVESTMENT ADVISORY
CRD#: 134389 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 8,709,079 |
Red Flags
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