Frank A. Romero
Professional summary
Frank Alan Romero JR., CFP®, who also goes by Panch Alan Romero, is a registered financial advisor currently at FOCUS PARTNERS ADVISOR SOLUTIONS, LLC located in New Braunfels, Texas and FORESIDE FINANCIAL SERVICES, LLC located in Clayton, Missouri.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Frank has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Alan Romero JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2018 - Present
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
October 29, 2018 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Carondelet Plaza Suite 600, Clayton, MO 63105December 4, 2006 - December 17, 2018
LWI FINANCIAL INC.
June 2, 2005 - October 29, 2018
LORING WARD SECURITIES INC.
Primary Firm SEC Registration
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
CRD#: 143319 / SEC#: 801-67641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(4/9/2021)
(1/3/2023)
(1/3/2023)
(1/3/2023)
(1/13/2023)
(1/3/2023)
(1/3/2023)
(4/9/2021)
(1/3/2023)
(1/3/2023)
(12/18/2018)
(1/4/2019)
Exams
FINRA
Current Firm
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
CRD#: 143319 / SEC#: 801-67641
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 78,053 |
| AUM (Assets Under Management) | $ 32,238,330,999 |
Red Flags
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