Adam D. Rauscher

STONE CREEK CAPITAL MANAGEMENT LLC

Boca Raton, FL 33431

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CRD#: 4923602

Professional summary

Adam David Rauscher is a registered financial advisor currently at STONE CREEK CAPITAL MANAGEMENT LLC located in Boca Raton, Florida.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Adam has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside business: Licensed Insurance Agent; Non Investment-Related; 2799 NW 2nd Avenue, Suite 103, Boca Raton, FL 33431, 561-288-2268; Insurance Sales; 1/1/2022; Percentage of time spent in this activity: 40%; Outside Insurance Sales-Life Insurance, LTC and disability insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam David Rauscher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2023 - Present

STONE CREEK CAPITAL MANAGEMENT LLC

Office #1: 2799 Nw 2nd Ave. Suite 103, Boca Raton, FL 33431

RIA

CRD#: 284775

Boca Raton, FL

Past

February 1, 2019 - December 31, 2022

STONE CREEK CAPITAL MANAGEMENT LLC

RIA

CRD#: 284775

ALPHARETTA, GA

Past

December 18, 2018 - June 29, 2022

BILTMORE CAPITAL ADVISORS

RIA

CRD#: 143965

BOCA RATON, FL

Past

March 31, 2006 - August 29, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Boca Raton, FL

Past

April 20, 2005 - August 29, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Boca Raton, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE CREEK CAPITAL MANAGEMENT LLC

CRD#: 284775 / SEC#: 801-109948

RIA

Registered Investment Advisory firm - (2/7/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/18/2023)

IAR

Louisiana
(1/23/2023)

IAR

Nebraska
(1/6/2023)

IAR

Texas
(1/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/2005

General Securities Representative Examination

Current Firm

STONE CREEK CAPITAL MANAGEMENT LLC

CRD#: 284775 / SEC#: 801-109948

RIA

Registered Investment Advisory firm - (2/7/2017 Approved)

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Contact information

Main Address

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009

Mailing Address

Phone number

(678) 867-7050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE CREEK CAPITAL LLC BROCHURE (3/3/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam D. Rauscher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam David Rauscher's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONE CREEK CAPITAL MANAGEMENT LLC

STONE CREEK CAPITAL MANAGEMENT LLC

BILTMORE CAPITAL ADVISORS

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

STONE CREEK CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2006

SIE

Date: 8/29/2018

Series 7

Date: 4/19/2005

Current Firm

STONE CREEK CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

STONE CREEK CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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