AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RS

Randy D. Sweetman

ROBERT A. STANGER & COMPANY
Shrewsbury, NJ 07702
Some features on this profile are disabled
CRD#: 4923122
RS

Professional summary

Randy David Sweetman is a registered financial professional currently at ROBERT A. STANGER & COMPANY, INC. located in Shrewsbury, New Jersey.

Randy is registered as a RR (Registered Representative) and started their career in finance in 2005. Randy has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randy David Sweetman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2009 - Present

ROBERT A. STANGER & COMPANY, INC.

Office #1: 1129 Broad Street Suite 201, Shrewsbury, NJ 07702Office #2: 1129 Broad Street Suite 201, Shrewsbury, NJ 07702
BD
CRD#: 11807
Shrewsbury, NJ
Past

November 7, 2006 - April 18, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

November 7, 2006 - April 18, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

August 1, 2005 - August 25, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MATAWAN, NJ
Past

July 1, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 1, 2005 - August 25, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MATAWAN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(3/13/2009)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/29/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/30/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/21/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/17/2010
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RA
ROBERT A. STANGER & COMPANY, INC.
ROBERT A. STANGER & ASSOCIATES | STRANGER JOY ASSOCIATES | STANGER JOY WILSON ASSOCIATES, LTD. | STANGER JOY ASSOCIATES | SJW ASSOCIATES LTD. | ROBERT A. STANGER & COMPANY, INC.

CRD#: 11807 / SEC#: , 8-27120

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Loading...

Contact information

Main Address
1129 Broad Street Suite 201, Shrewsbury, NJ 07702
Mailing Address
1129 Broad Street Suite 201, Shrewsbury, NJ 07702
Phone number
(732) 389-3600
Established
New Jersey since 08/12/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
GANNON, KEVIN THOMASCHAIRMAN AND CEO4628103
HULL, KEVIN KITTCHIEF COMPLIANCE OFFICER, POO, PFO AND FINOP2104329

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERT A. STANGER & COMPANY, INC.

CRD#: 11807Shrewsbury, NJ 07702

TRUST BUT VERIFY

Monitor Randy Sweetman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

SS
Stephen StewartAdvisorCheck Check Mark
CHELSEA ADVISORY SERVICES, INC
IAR
RR
South Ozone Park, NY
JB
Jonathan BruschiAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
MORRISTOWN, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.