Elizabeth A. Goeltz
CENTAURUS FINANCIAL
Henderson, KY 42420
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CRD#: 4922841
Professional summary
Elizabeth Ann Goeltz, CFP®, who also goes by Elizabeth A Goeltz, Elizabeth Ann Peveler, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Henderson, Kentucky.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Elizabeth has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth A Goeltz | Elizabeth Ann Peveler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BLUEGRASS MANAGEMENT CONSULTANTS LLC, INVESTMENT RELATED, 230 2ND ST., SUITE #501, HENDERSON, KY 27021, PERSONAL RENTAL PROPERTY, MANAGING MEMBER, SINCE 8/1/2018, DEVOTED TIME IS ONE HOUR A MONTH, OWN RENTAL PROPERTY. 2. WEALTH & HEALTHY, LLC, NON-INVESTMENT RELATED, 230 2ND STREET, SUITE #500, HENDERSON, KY 42420, PAYROLL AND TAXES, DEVOTED TIME IS 10 HOURS A MONTH, PROCESS PAYROLL AND SUMBIT TAX PAYMENTS, QUICK BOOKS CERTIFIED. LIFEPLAN INVESTMENTS, NON-INVESTMENT RELATED, 230 2ND STREET, SUITE #500, HENDERSON, KY 42420, DBA FOR BRANDING PURPOSES ONLY. 3. LIFE PLAN TAX SOLUTIONS LLC, NON-INVESTMENT RELATED, PO BOX 291, HENDERSON, KY 42419, TAX RESOLUTION, MEMBER, SINCE 8/9/2021, DEVOTED TIME IS 1 HOUR A MONTH. 4. LIFE PLAN INSURANCE SOLUTIONS LLC POSITION: President NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 143 Ashby Lane, Sebree KY 42455, United States DESCRIPTION: Branding for P&C insurance sold with Centaurus Financial Inc 5. MUTUAL TRUST LIFE INS. CO. & LAFAYETTE LIFE INS. CO. POSITION: Agent NATURE: OFFERING PERMANENT LIFE INSURANCE DESIGNED FOR YOUR FAMILY BANK PROGRAM INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/10/2023 ADDRESS: 230 2nd Street, Suite 500, Henderson KY 42420, United States DESCRIPTION: OFFERING PERMANENT LIFE INSURANCE DESIGNED FOR YOUR FAMILY BANK
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Ann Goeltz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Ann Goeltz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
September 18, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 230 2nd Street Suite #500, Henderson, KY 42420RIA
BD
CRD#: 30833
Henderson, KY
Current
September 18, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 230 2nd Street Suite #500, Henderson, KY 42420RIA
BD
CRD#: 30833
Henderson, KY
Past
May 2, 2011 - September 22, 2017
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
HENDERSON, KY
Past
March 2, 2011 - September 22, 2017
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
HENDERSON, KY
Past
June 1, 2009 - December 17, 2010
MORGAN STANLEY
RIA
CRD#: 149777
EVANSVILLE, IN
Past
June 1, 2009 - December 17, 2010
MORGAN STANLEY
BD
CRD#: 149777
EVANSVILLE, IN
Past
December 19, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
EVANSVILLE, IN
Past
June 3, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
EVANSVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(3/3/2021)
RR
California(3/4/2021)
RR
Connecticut(5/7/2020)
IAR
Connecticut(5/7/2020)
RR
Florida(10/26/2017)
IAR
Florida(2/3/2021)
RR
Illinois(9/18/2017)
IAR
Illinois(9/27/2017)
RR
Indiana(9/18/2017)
IAR
Indiana(9/19/2017)
RR
Kentucky(9/18/2017)
IAR
Kentucky(9/18/2017)
RR
Massachusetts(12/26/2023)
IAR
Massachusetts(1/9/2024)
RR
Michigan(10/30/2017)
IAR
Michigan(2/3/2021)
IAR
Ohio(5/16/2022)
RR
Tennessee(9/17/2020)
RR
Texas(9/28/2020)
IAR
Texas(9/28/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Henderson, KY 42420TRUST BUT VERIFY
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