Rick W. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rick W Hall, who also goes by Rick W Hall, Rickie Wayne Hall, Rickie W Hall, was a registered financial professional .
Rick is a previously registered financial professional and started their career in finance in 2005. Rick had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2025 - April 30, 2026
VOYA FINANCIAL PARTNERS, LLC
April 23, 2019 - January 16, 2025
ONEAMERICA SECURITIES, INC.
January 6, 2011 - October 9, 2017
MUTUAL OF AMERICA SECURITIES LLC
January 6, 2011 - October 9, 2017
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 19, 2007 - December 20, 2010
FBL MARKETING SERVICES, LLC
January 18, 2007 - March 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 18, 2007 - March 9, 2007
MSI FINANCIAL SERVICES, INC.
August 29, 2006 - January 19, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
April 4, 2005 - May 2, 2006
AMERICAN FIDELITY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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