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MC

Marietta T. Coles

BARRINGTON RESEARCH ASSOCIATES
Chicago, IL 60601-3221
Some features on this profile are disabled
CRD#: 4922366
MC

Professional summary

Marietta Therese Coles, who also goes by Marietta Therese Cianciola, is a registered financial professional currently at BARRINGTON RESEARCH ASSOCIATES, INC. located in Chicago, Illinois.

Marietta is registered as a RR (Registered Representative) and started their career in finance in 2005. Marietta has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Marietta Therese Cianciola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marietta Therese Coles's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2005 - Present

BARRINGTON RESEARCH ASSOCIATES, INC.

Office #1: 161 N. Clark St., Suite 2950, Chicago, IL 60601-3221
BD
CRD#: 13820
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 6/22/2005
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BR
BARRINGTON RESEARCH ASSOCIATES, INC.
BARRINGTON RESEARCH ASSOCIATES, INC.

CRD#: 13820 / SEC#: , 8-29831

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
161 N. Clark St., Suite 2950, Chicago, IL 60601-3221
Mailing Address
161 N. Clark St., Suite 2950, Chicago, IL 60601-3221
Phone number
(312) 634-6000
Established
Illinois since 06/01/1983
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALEXANDER P. PARIS REVOCABLE TRUSTTRUST
PARIS, ALEXANDER PETER JRPRESIDENT/TRUSTEE1402671
PARIS, GREGORY DAVIDEXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER2068204

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARRINGTON RESEARCH ASSOCIATES, INC.

CRD#: 13820Chicago, IL 60601-3221

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