Farima Kermani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Farima Kermani, who also goes by Farima Kermani Mullins, was a registered financial professional .
Farima is a previously registered financial professional and started their career in finance in 2014. Farima had worked at 1 firm and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2014 - December 31, 2016
TCG SECURITIES, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
TCG SECURITIES, L.L.C.
CRD#: 154788 / SEC#: , 8-68672
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
