Christopher W. Lang

TRADEWINDS CAPITAL MANAGEMENT

Bellingham, WA 98226

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CRD#: 4921956

Professional summary

Christopher William Lang, who also goes by Christopher William Long, is a registered financial advisor currently at TRADEWINDS CAPITAL MANAGEMENT, LLC located in Bellingham, Washington.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher William Long

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher William Lang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2023 - Present

TRADEWINDS CAPITAL MANAGEMENT, LLC

Office #1: 2211 Rimland Drive Suite 401, Bellingham, WA 98226

RIA

CRD#: 145934

Bellingham, WA

Past

January 20, 2016 - April 26, 2023

SATURNA CAPITAL CORPORATION

RIA

CRD#: 25586

BELLINGHAM, WA

Past

April 20, 2005 - April 26, 2023

SATURNA BROKERAGE SERVICES, INC

CRD#: 18437

BELLINGHAM, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934 / SEC#: 801-68789

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/11/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 4/17/2012

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/8/2006

Registered Options Principal Examination

Current Firm

TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934 / SEC#: 801-68789

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

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Contact information

Main Address

2211 Rimland Drive Suite 401, Bellingham, WA 98226

Mailing Address

Phone number

(360) 715-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	2,652
AUM (Assets Under Management)	$ 602,785,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher W. Lang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher William Lang's CRS (Customer Relationship Summary).

Certified licenses

Experience

SATURNA CAPITAL CORPORATION

SATURNA BROKERAGE SERVICES, INC

Primary Firm SEC Registration

TRADEWINDS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/2005

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/19/2005

Series 27

Date: 4/17/2012

Series 24

Date: 5/22/2006

Series 4

Date: 5/8/2006

Current Firm

TRADEWINDS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWINDS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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