Philip E. Weisbach

GATEWAY WEALTH PARTNERS

Appleton, WI 54911

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CRD#: 4921949

Professional summary

Philip Eric Weisbach, CFP®, who also goes by Philip Eric Weisbach, Philip Weisbach, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Appleton, Wisconsin and LPL FINANCIAL LLC located in Appleton, Wisconsin.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Philip has worked at 10 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Eric Weisbach | Philip Weisbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 09/08/2023 - Gateway Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 02/07/2025 - Gateway Wealth Partners LLC - Inv Related - At Reported Business Locations - Registered Investment Advisor - 160 Hrs/Mo; 160 Hrs During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Eric Weisbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 14, 2025 - Present

GATEWAY WEALTH PARTNERS, LLC

Office #1: 100 W. Lawrence Street Suite 304, Appleton, WI 54911

RIA

CRD#: 322789

Appleton, WI

Current

September 14, 2023 - Present

LPL FINANCIAL LLC

Office #1: 100 W Lawrence St Ste 304, Appleton, WI 54911

RIA

CRD#: 6413

Appleton, WI

Past

June 29, 2023 - September 14, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

APPLETON, WI

Past

January 10, 2019 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CHARLOTTE, NC

Past

January 10, 2019 - September 14, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CHARLOTTE, NC

Past

July 10, 2018 - December 12, 2018

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

Oshkosh, WI

Past

July 9, 2018 - December 12, 2018

HARBOUR INVESTMENTS, INC.

CRD#: 19258

Oshkosh, WI

Past

April 2, 2018 - July 12, 2018

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

March 27, 2018 - June 25, 2018

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

APPLETON, WI

Past

March 27, 2018 - June 25, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

APPLETON, WI

Past

March 27, 2018 - July 12, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

January 29, 2010 - June 25, 2018

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

APPLETON, WI

Past

July 15, 2008 - June 25, 2018

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

July 14, 2008 - July 12, 2018

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

July 14, 2008 - July 12, 2018

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

June 15, 2005 - July 21, 2008

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

APPLETON, WI

Past

May 4, 2005 - July 21, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/5/2024)

Colorado
(1/5/2024)

Connecticut
(10/5/2023)

Delaware
(1/5/2024)

Florida
(1/5/2024)

Georgia
(1/5/2024)

Idaho
(1/5/2024)

Illinois
(1/5/2024)

Kansas
(1/31/2024)

Kentucky
(1/5/2024)

Maine
(1/5/2024)

Massachusetts
(1/5/2024)

Michigan
(1/5/2024)

Minnesota
(1/5/2024)

Mississippi
(6/23/2025)

Missouri
(6/11/2024)

New Hampshire
(1/5/2024)

New Jersey
(1/5/2024)

New York
(1/5/2024)

North Dakota
(1/5/2024)

Ohio
(1/6/2024)

Oklahoma
(1/5/2024)

Pennsylvania
(6/11/2024)

Texas
(1/5/2024)

Washington
(6/23/2025)

Wisconsin
(9/14/2023)

IAR

Wisconsin
(4/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/27/2020

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 4/15/2019

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Philip E. Weisbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Eric Weisbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

INVESTMENT CENTERS OF AMERICA, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

INVESTMENT CENTERS OF AMERICA, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/14/2005

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/3/2005

Series 4

Date: 1/27/2020

Series 53

Date: 4/15/2019

Series 24

Date: 7/31/2008

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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