Mark Goldfinger

STONEHENGE RETIREMENT PLANNERS

Laguna Hills, CA 92653

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CRD#: 4921926

Professional summary

Mark Goldfinger, AIF® is a registered financial advisor currently at STONEHENGE RETIREMENT PLANNERS located in Laguna Hills, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mark has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Goldfinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 7, 2018 - Present

STONEHENGE RETIREMENT PLANNERS

Office #1: 23046 Avenuda De La Calota #600, Laguna Hills, CA 92653

RIA

CRD#: 292489

Laguna Hills, CA

Past

January 11, 2016 - April 11, 2018

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Los Angeles, CA

Past

October 9, 2015 - January 7, 2016

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

August 6, 2013 - January 4, 2016

RVW WEALTH LLC

RIA

CRD#: 140451

LOS ANGELES, CA

Past

December 9, 2011 - August 31, 2012

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

LOS ANGELES, CA

Past

December 9, 2011 - August 31, 2012

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LOS ANGELES, CA

Past

November 8, 2010 - August 11, 2011

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

May 17, 2005 - July 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA MONICA, CA

Past

April 20, 2005 - July 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEHENGE RETIREMENT PLANNERS

GOLDFINGER ADVISORY GROUP LLC | STONEHENGE RETIREMENT PLANNERS LLC | STONEHENGE RETIREMENT PLANNERS

CRD#: 292489 / SEC#: 801-127326

RIA

Registered Investment Advisory firm - (2/10/2023 Approved)

Arizona

Registered Investment Advisory firm - (2/14/2023 Terminated)

California

Registered Investment Advisory firm - (3/16/2023 Terminated)

Nevada

Registered Investment Advisory firm - (3/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/5/2018)

IAR

California
(3/7/2018)

IAR

Nevada
(5/21/2020)

IAR

Texas
(2/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/12/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/16/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/5/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/19/2005

General Securities Representative Examination

Current Firm

STONEHENGE RETIREMENT PLANNERS

GOLDFINGER ADVISORY GROUP LLC | STONEHENGE RETIREMENT PLANNERS LLC | STONEHENGE RETIREMENT PLANNERS

CRD#: 292489 / SEC#: 801-127326

RIA

Registered Investment Advisory firm - (2/10/2023 Approved)

Arizona

Registered Investment Advisory firm - (2/14/2023 Terminated)

California

Registered Investment Advisory firm - (3/16/2023 Terminated)

Nevada

Registered Investment Advisory firm - (3/17/2023 Terminated)

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Contact information

Main Address

Irvine, CA

Mailing Address

Phone number

(310) 770-5944

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A-STONEHENGE RETIREMENT PLANNERS LLC (1/15/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark Goldfinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Goldfinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

EMERSON EQUITY LLC

RVW WEALTH LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

STATE FARM VP MANAGEMENT CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STONEHENGE RETIREMENT PLANNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/12/2015

Series 66

Date: 5/16/2005

SIE

Date: 1/7/2016

Series 31

Date: 6/5/2006

Series 7

Date: 4/19/2005

Current Firm

STONEHENGE RETIREMENT PLANNERS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

STONEHENGE RETIREMENT PLANNERS

TRUST BUT VERIFY

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