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JA

Juaquin G. Arellano

TECTONIC CAPITAL ADVISORS
HOUSTON, TX 77002
Some features on this profile are disabled
CRD#: 4921770
JA

Professional summary

Juaquin Gabriel Arellano, CFP® is a registered financial advisor currently at TECTONIC CAPITAL ADVISORS, LLC located in Houston, Texas and SANDERS MORRIS LLC located in Houston, Texas.

Juaquin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Juaquin has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juaquin Gabriel Arellano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

December 17, 2025 - Present

TECTONIC CAPITAL ADVISORS, LLC

Office #1: 600 Travis Street Ste 5900, Houston, TX 77002
RIA
CRD#: 339604
HOUSTON, TX
Current

April 6, 2017 - Present

SANDERS MORRIS LLC

Office #1: 600 Travis Suite 5900, Houston, TX 77002-3003
RIA
BD
CRD#: 20580
Houston, TX
Past

August 10, 2017 - January 8, 2026

TECTONIC ADVISORS LLC

RIA
CRD#: 139713
Houston, TX
Past

March 18, 2013 - April 3, 2017

SALIENT CAPITAL L.P.

BD
CRD#: 147912
HOUSTON, TX
Past

April 9, 2012 - April 3, 2017

SALIENT CAPITAL ADVISORS, LLC

RIA
CRD#: 153914
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(4/6/2017)
IAR
Texas
(12/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/5/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TECTONIC CAPITAL ADVISORS, LLC
TECTONIC CAPITAL ADVISORS LLC | TECTONIC CAPITAL ADVISORS, LLC

CRD#: 339604 / SEC#: 801-134938

RIA
Registered Investment Advisory firm - (12/11/2025 120-Day Approval)
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Contact information

Main Address
600 Travis Street Ste 5900, Houston, TX 77002
Mailing Address
Phone number
(713) 250-4200
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TECTONIC CAPITAL ADVISORS, LLC FORM ADV PART 2 BROCHURE (11/12/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TECTONIC CAPITAL ADVISORS, LLC

CRD#: 339604Houston, TX 77002

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