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Bryan Thomas Buter

CRD# 4921706·Registered 2005 - 2025
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Thomas Buter, who also goes by Bryan Buter, was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 2005 - 2025. Bryan had worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bryan Buter

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

TCBI SECURITIES, INC.·CRD# 313304
BD
Austin, TX
August 29, 2023 - June 4, 2025
FNEX CAPITAL, LLC·CRD# 166316
BD
Indianapolis, IN
October 18, 2022 - January 23, 2023
STAFFORD CAPITAL PARTNERS INC.·CRD# 171419
RIA
Austin, TX
July 1, 2019 - September 20, 2022
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Charlotte, NC
June 8, 2012 - April 3, 2014
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 9, 2010 - March 16, 2012
KELLOGG CAPITAL GROUP LLC·CRD# 35032
BD
New York, NY
June 13, 2005 - August 11, 2006
KELLOGG CAPITAL MARKETS, LLC·CRD# 118790
BD
New York, NY
June 1, 2005 - June 13, 2005
KELLOGG CAPITAL GROUP LLC·CRD# 35032
BD
New York, NY
February 22, 2005 - May 31, 2005

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Current Firm

TS
TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone Number

(214) 932-6671

Established

Texas since 03/03/2021

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TEXAS CAPITAL BANCSHARES, INC.OWNER—
ALVARADO, ANNA MARIADIRECTOR4433966
COLPITTS, JOEL BRIANPRINCIPAL FINANCIAL OFFICER AND FIN/OP2376942
CUMMINGS, JOHN WILLIAMDIRECTOR2729018
GENYK, STEVENMUNICIPAL SECURITIES PRINCIPAL2324120
GETTY, JOSEPH MATTHEWAMLCO6343874
HOLMES, ROBERT CDIRECTOR2948416
HOVERMAN, DANIEL STEPHENSDIRECTOR, PRESIDENT5281289
RIVERA, JASONCHIEF COMPLIANCE OFFICER5010925
SCURLOCK, JOHN MATTHEWDIRECTOR7521986

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2022About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Oct 2022About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed May 2022About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2010About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed May 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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