Bryan T. Buter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Thomas Buter, who also goes by Bryan Buter, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2005. Bryan had worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2023 - June 4, 2025
TCBI SECURITIES, INC.
October 18, 2022 - January 23, 2023
FNEX CAPITAL, LLC
July 1, 2019 - September 20, 2022
STAFFORD CAPITAL PARTNERS INC.
June 8, 2012 - April 3, 2014
WELLS FARGO SECURITIES, LLC
September 9, 2010 - March 16, 2012
BARCLAYS CAPITAL INC.
June 13, 2005 - August 11, 2006
KELLOGG CAPITAL GROUP LLC
June 1, 2005 - June 13, 2005
KELLOGG CAPITAL MARKETS, LLC
February 22, 2005 - May 31, 2005
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 10/17/2022
Limited Representative-Private Securities OfferingsCurrent Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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