Chad R. Barancyk

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CRD#: 4921433

Professional summary

Chad Ryan Barancyk was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Chad is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Chad had worked at 6 firms, which includes QUINCY WELLS ADVISORS LLC, GREAT POINT CAPITAL LLC, CETERA INVESTMENT ADVISERS LLC, FIRST ALLIED ADVISORY SERVICES INC., FIRST ALLIED SECURITIES INC., SII INVESTMENTS INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 26, 2021 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Naples, FL

Past

February 4, 2021 - June 3, 2022

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

November 12, 2020 - January 15, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NAPLES, FL

Past

November 18, 2014 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

NAPLES, FL

Past

November 17, 2014 - January 15, 2021

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

NAPLES, FL

Past

March 24, 2009 - November 20, 2014

SII INVESTMENTS, INC.

RIA

CRD#: 2225

CROWN POINT, IN

Past

February 28, 2005 - November 20, 2014

SII INVESTMENTS, INC.

CRD#: 2225

CROWN POINT, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2005

General Securities Representative Examination

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad R. Barancyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GREAT POINT CAPITAL LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2009

Series 63

Date: 3/28/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2005

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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