Jeremy S. Frye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Scot Frye was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2005. Jeremy had worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2012 - December 31, 2016
HARVEST WEALTH ADVISORS INC
April 19, 2006 - November 30, 2010
WOODBURY FINANCIAL SERVICES, INC.
June 6, 2005 - November 30, 2010
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HARVEST WEALTH ADVISORS INC
CRD#: 157937 / SEC#: 801-109934
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
