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JM

Joseph A. Mitchell

CONSORTIUM PRIVATE WEALTH LLC
SLIDELL, LA 70461
Some features on this profile are disabled
CRD#: 4921050
JM

Professional summary

Joseph Anthony Mitchell JR, CFP®, who also goes by Jay Mitchell, is a registered financial advisor currently at CONSORTIUM PRIVATE WEALTH LLC located in Slidell, Louisiana.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Joseph has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jay Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Mitchell JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 10, 2025 - Present

CONSORTIUM PRIVATE WEALTH LLC

Office #1: 1000 Caruso Blvd Ste 425, Slidell, LA 70461
RIA
CRD#: 325038
SLIDELL, LA
Past

September 6, 2011 - August 11, 2023

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Metairie, LA
Past

September 6, 2011 - August 11, 2023

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Metairie, LA
Past

January 26, 2010 - August 30, 2011

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
METAIRIE, LA
Past

November 6, 2008 - January 12, 2010

CAPITAL ONE FINANCIAL ADVISORS LLC

RIA
CRD#: 127236
NEW ORLEANS, LA
Past

November 5, 2008 - January 12, 2010

CAPITAL ONE INVESTMENT SERVICES LLC

BD
CRD#: 25658
NEW ORLEANS, LA
Past

June 1, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 1, 2005 - October 24, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
METAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(1/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/31/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/10/2010
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/8/2009
General Securities Principal Examination

Current Firm

CP
CONSORTIUM PRIVATE WEALTH LLC
CONSORTIUM PRIVATE WEALTH LLC

CRD#: 325038 / SEC#: 801-127380

RIA
Registered Investment Advisory firm - (12/20/2023 Terminated)
Louisiana
Registered Investment Advisory firm - (12/19/2023 Approved)
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Contact information

Main Address
1000 Caruso Blvd Ste 425, Slidell, LA 70461
Mailing Address
Phone number
(800) 980-5601
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts12
AUM (Assets Under Management)$ 650,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONSORTIUM PRIVATE WEALTH LLC

CRD#: 325038Slidell, LA 70461

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