Ivan M. West
Professional summary
Ivan Michael West is a registered financial professional currently at AMERICAN TRUST INVESTMENT SERVICES, INC. located in San Clemente, California.
Ivan is registered as a RR (Registered Representative) and started their career in finance in 2005. Ivan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ivan Michael West's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2020 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 910 S El Camino Real #200, San Clemente, CA 92672November 1, 2017 - June 8, 2020
WESTPARK CAPITAL, INC.
July 25, 2013 - October 31, 2017
SANDLAPPER SECURITIES, LLC
May 5, 2011 - July 22, 2013
CABIN SECURITIES, INC.
November 23, 2009 - April 28, 2011
OMNI BROKERAGE, INC.
September 23, 2009 - November 17, 2009
RESOURCIVE CAPITAL, LLC
November 24, 2005 - June 9, 2009
OMNI BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2020)
(6/9/2020)
(6/9/2020)
(8/12/2020)
(12/18/2020)
(7/26/2023)
(6/9/2020)
(10/11/2021)
(10/20/2021)
(10/20/2022)
(8/23/2021)
(9/10/2020)
(1/27/2023)
(11/24/2020)
(9/21/2020)
(2/19/2021)
(12/4/2020)
(2/17/2021)
(1/28/2022)
(12/18/2020)
(3/18/2021)
(11/20/2023)
(6/9/2020)
(6/9/2020)
(8/6/2021)
(4/15/2021)
(6/9/2020)
Exams
FINRA
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001San Clemente, CA 92672TRUST BUT VERIFY
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