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TJ

Timothy B Johnson

CRD# 4920870·Registered 2017 - 2023
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy B Johnson was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 2017 - 2023. Timothy had worked at 1 firm and has passed the SIE and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

COLCHESTER PARTNERS LLC·CRD# 122062
BD
Boston, MA
May 23, 2017 - July 25, 2023

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Current Firm

CP
COLCHESTER PARTNERS LLC

COLCHESTER PARTNERS LLC

CRD#: 122062 / SEC#: 8-65464
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

53 State Street Suite 1304, Boston, MA 02109

Mailing Address

53 State Street Suite 1304, Boston, MA 02109

Phone Number

(617) 542-4100

Established

Massachusetts since 02/26/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CP & L LIMITED PARTNERSHIPMEMBER—
ANDREW, ERIC ROBERTVICE PRESIDENT / CFO / COO4566733
KETTLE, FRANKLIN HENRYMANAGING DIRECTOR/ CEO1975587
LAUREL LLCMEMBER—
O'BRIEN, KEVIN PATRICKMANAGING DIRECTOR/EX. VP/TREASURER, CCO4347176
RAMRATH, JOSEPH ROLLANDMNG DIR/CHAIRMAN/PRES/CLERK4566758

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed May 2017About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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TJ
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