SR
Shimon D. Rapps
FINALIS SECURITIES LLC
New York, NY 10003
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CRD#: 4920814
SR
Professional summary
Shimon Dov Rapps, who also goes by Shimon Dov Rapps, Simon Rapps, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Shimon is registered as a RR (Registered Representative) and started their career in finance in 2007. Shimon has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Shimon Dov Rapps | Simon Rapps
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Company Name: NVB Accounting Advisors LLC Address: Clifton, NJ Type of company/ service provided: Consulting Start Date: 7/2016 Role: / Title: Hours per Week: 2 Nature / Purpose of Business: Accounting Related Advisory Services Company Name: GlucoTrack, Inc. (NASDAQ:GCTK) Address: Rutherford, NJ Type of company/ service provided: Medical Device Start Date: 8/2019 Role: / Title: Member of the Board of Directors and Audit Committee Chair Hours per Week: 3.5 Nature / Purpose of Business: Medical Devices Company Name: Three Strands Capital Group LLC Address: Type of company/ service provided: Consulting Start Date: 9/2022 Role: / Title: CEO Hours per Week: 20 Nature / Purpose of Business: Provide Capital Markets advisory services Company Name: Three Strands Advisors LLC Address: Type of company/ service provided: Consulting Start Date: 9/2022 Role: / Title: CEO Hours per Week: 10 Nature / Purpose of Business: Provide general business and operational growth advisory services. Company Name: _ Address: New York, NY Type of company/ service provided: Single Family Office Start Date: 9/2022 Role: / Title: Venture and Private Equity investing Hours per Week: 10 Nature / Purpose of Business: Direct investing
CRS (Client Relationship Summary) - BD
Click below to view Shimon Dov Rapps's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003BD
CRD#: 305908
New York, NY
Past
September 7, 2022 - May 19, 2025
OLD CITY SECURITIES LLC
BD
CRD#: 171910
NEW YORK, NY
Past
January 3, 2012 - September 30, 2022
ANDREW GARRETT INC.
RIA
CRD#: 29931
RUTHERFORD, NJ
Past
January 1, 2007 - September 30, 2022
ANDREW GARRETT INC.
BD
CRD#: 29931
RUTHERFORD, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(6/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
228 Park Ave South Suite 85550, New York, NY 10003
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
