Charles W. Barnes

MERRYFIELD BARNES

Ithaca, NY 14850

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CRD#: 4920725

Professional summary

Charles Whitney Barnes is a registered financial advisor currently at MERRYFIELD BARNES, LLC located in Ithaca, New York.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Charles has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Whitney Barnes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2021 - Present

MERRYFIELD BARNES, LLC

Office #1: 202 East State Street Suite 301, Ithaca, NY 14850

RIA

CRD#: 159862

Ithaca, NY

Past

June 1, 2009 - December 8, 2011

MORGAN STANLEY

CRD#: 149777

ITHACA, NY

Past

April 27, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ITHACA, NY

Past

April 14, 2005 - May 1, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERRYFIELD BARNES, LLC

BACCHUS ASSET MANAGEMENT, LLC | MERRYFIELD BARNES, LLC

CRD#: 159862 / SEC#: 801-72949

RIA

Registered Investment Advisory firm - (12/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/13/2005

General Securities Representative Examination

Current Firm

MERRYFIELD BARNES, LLC

BACCHUS ASSET MANAGEMENT, LLC | MERRYFIELD BARNES, LLC

CRD#: 159862 / SEC#: 801-72949

RIA

Registered Investment Advisory firm - (12/13/2011 Approved)

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Contact information

Main Address

202 East State Street Suite 301, Ithaca, NY 14850

Mailing Address

P.o. Box 7254, Ithaca, NY 14851

Phone number

(607) 882-9988

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERRYFIELD BARNES 2025 ANNUAL REVISED PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	479
AUM (Assets Under Management)	$ 112,873,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles W. Barnes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Whitney Barnes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRYFIELD BARNES, LLC

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

MERRYFIELD BARNES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2005

Series 7

Date: 4/13/2005

Current Firm

MERRYFIELD BARNES, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERRYFIELD BARNES, LLC

TRUST BUT VERIFY

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