Brian T. Smith-vandergriff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Thomas Smith-vandergriff was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2005. Brian had worked at 2 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2014 - March 5, 2020
FINANCIAL MANAGEMENT SERVICES, INC
April 3, 2014 - August 19, 2014
CNBS
April 5, 2005 - August 19, 2014
CNBS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL MANAGEMENT SERVICES, INC
CRD#: 115897 / SEC#:
Contact information
Red Flags
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