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CL

Carmen C. Lecca

VECTORGLOBAL WMG
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4920626
CL

Professional summary

Carmen Cecilia Lecca, who also goes by Carmen Lecca, is a registered financial professional currently at VECTORGLOBAL WMG located in Miami, Florida.

Carmen is registered as a RR (Registered Representative) and started their career in finance in 2005. Carmen has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Carmen Lecca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carmen Cecilia Lecca's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2013 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
BD
CRD#: 32396
Miami, FL
Past

April 23, 2010 - August 16, 2013

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
LIMA,
Past

February 22, 2005 - September 26, 2005

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

SRO Registrations
RR
FINRA

Current Firm

VW
VECTORGLOBAL WMG
VECTORGLOBAL WMG | VECTORMEX INCORPORATED | VECTORGLOBAL WMG, INC.

CRD#: 32396 / SEC#: , 8-45715

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Phone number
(305) 350-3350
Established
Delaware since 01/14/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VECTORMEX INTERNATIONAL, INC.SOLE SHAREHOLDER
GADALA-MARIA, CARLOS ENRIQUEPRESIDENT, CEO, DIRECTOR, GSP4437613
SALGUERO, JUAN MANUELCCO2855462

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VECTORGLOBAL WMG

CRD#: 32396Miami, FL 33131

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