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Mark Kenneth Wiedman

CRD# 4920491·Registered 2005 - 2012
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Kenneth Wiedman was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2005 - 2012. Mark had worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

BLACKROCK CAPITAL MARKETS, LLC·CRD# 146514
BD
New York, NY
August 13, 2008 - March 12, 2012
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
New York, NY
March 24, 2005 - April 3, 2025

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Current Firm

BC
BLACKROCK CAPITAL MARKETS, LLC

BLACKROCK CAPITAL MARKETS, LLC

CRD#: 146514 / SEC#: 8-67827
BD
Terminated by SEC on 11/17/2013

Contact Information

Established

Delaware since 11/15/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKROCK, INC.SOLE MEMBER—
FINK, LAURENCE DOUGLASDIRECTOR830137
KAPITO, ROBERT SDIRECTOR728399
MONTENECOURT, GENE EDWARDCHIEF COMPLIANCE OFFICER3230216
PATHAK, SAURABH PCHIEF FINANCIAL OFFICER AND FINOP5920712
VOGEL, CHRISTOPHER JOHNPRESIDENT/CHIEF EXECUTIVE OFFICER4401579
WALTCHER, DANIEL RDIRECTOR—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2005About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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