RM

Raymond J. Masucci

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CRD#: 4920368
RM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Raymond John Masucci was a registered financial professional .

Raymond is a previously registered financial professional and started their career in finance in 2017. Raymond had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 6, 2017 - March 13, 2019

HOTALING INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 164270
WAYNE, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


HI
HOTALING INVESTMENT MANAGEMENT, LLC
HOTALING INVESTMENT MANAGEMENT, LLC | PELOTON INVESTMENT MANAGEMENT, LLC

CRD#: 164270 / SEC#: 801-77009

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Contact information


Main Address
100 West Lancaster Avenue Suite 105, Wayne, PA 19087
Mailing Address
Phone number
(610) 688-0616
Established
Firm type
Fiscal year end
# of Employees
5

Regulatory assets under management


Total Number of Accounts582
AUM (Assets Under Management)$ 299,782,523

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOTALING INVESTMENT MANAGEMENT, LLC

CRD#: 164270

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